KBT&F has wide-ranging experience in securities litigation, corporate directors and officers liability litigation, and enforcement proceedings.  We represent corporations and directors and officers in securities actions brought by shareholders, debt holders and others; corporations and their officers and directors in litigation arising out of corporate control and affiliate transactions; broker-dealers, mutual funds and investment advisors accused of trading and regulatory improprieties in civil actions and in SEC, NASD and other proceedings; and securities firms and professionals in customer disputes and employment arbitrations.  

Our representation includes pre-complaint investigations and demands, as well as the defense of derivative actions in state and federal courts.  We have represented entities and individuals, including controlling shareholders, senior corporate executives, and board members in connection with investigations by the Enforcement Division of the Securities and Exchange Commission and other federal agencies.  We further counsel corporate directors on their obligations in response to allegations of corporate wrongdoing, including conducting and supervising internal corporate investigations.